AML_Reports & Papers
[Paper] 「A Study on the System and Technological Reinforcement Measures for Securing Transparency in Virtual Asset Market」 「가상자산시장 투명성 확보를 위한 제도 기술적 강화 방안 연구」 나정환 2025.8
조회수 193
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[Paper] 「A Study on the Integrated Operation of FDS and AML for Proactive Response to Money Laundering Crimes」 「자금세탁범죄 선제대응을 위한 FDS-AML 통합운영방안 연구」 김현정 2026.2
[Paper] 「A Study on the Anti-Money Laundering Obligations of Specialized Credit Financial Companies」 「여신전문금융회사의 자금세탁방지 의무에 관한 연구 : 신용카드사의 고객확인 의무를 중심으로」 이미선 2025.8
「A Study on the System and Technological Reinforcement Measures for Securing Transparency in Virtual Asset Market」
Chapter 1 Introduction 1
Section 1 Background and Purpose of the Study 1
Section 2 Scope and Methods of the Study 3
Chapter 2 Virtual Asset Industry 6
Section 1 Virtual Asset Operators 7
1. Key Roles 9
2. Key Obligations 14
a. Domestic 14
b. International 17
3. Key Duties 22
a. Virtual Asset Trading Business 22
b. Wallet Service Providers 24
c. Virtual Asset Wallet Custody Business 25
Section 2. Market Disruption 26
1. Price Manipulation 26
2. Quasi-Investment Specialists and Multi-Level Marketing Fraud 28
3. Rug-Pull Fraud 29
4. Other Unfair Practices 30
Section 3. Cases of Non-Compliance with AML Obligations 31
1. Non-Compliance with AML Obligations 31
2. Cases of Inadequate Customer Due Diligence 32
Chapter 3. Limitations of Virtual Asset Market Transparency 37
Section 1. Compliance with AML Obligations 37
1. Violation of Customer Due Diligence 37
2. Delayed Reporting of Suspicious Transactions 39
3. Transactions with Unreported Foreign Businesses 40
Section 2. Limitations of Establishing Market Order 42
1. Use of Undisclosed Material Information 42
2. Insider Trading 44
3. Transactions with Related Parties 45
4. Quasi-Investment Advisory Activities 46
Section 3. Operational Management and Technical Issues 47
1. Travel Rule Integration Non-standardization 48
2. Inadequate security infrastructure and asset management 49
3. Insufficient customer re-verification system 50
Chapter 4: Measures to enhance transparency in the virtual asset market 52
Section 1: Advancing the AML system 53
1. Establishing guidelines 53
2. Strengthening AML obligations 54
3. Compliance with ethical awareness 55
Section 2: Measures to enhance market order and transparency 56
1. Strengthening regulations on unfair trade practices 56
2. Strengthening the role of self-regulatory organizations 58
Section 3: Operational management and technical improvements 59
1. Standardization and mandatory integration with travel rules 60
2. Technological advancement through AI use 61
3. Advancing security infrastructure and asset management system 62
Section 4: Other 63
1. Strengthening the certification system 63
2. Regular management and supervision 63
3. Strengthening user protection 64
Chapter 5: Conclusion 66
References 68
ABSTRACT 73
「가상자산시장 투명성 확보를 위한 제도 기술적 강화 방안 연구」