Reports & Papers

[Paper] 「A Study on Improving Anti-Money Laundering Policy through Overseas Cases and Systems」 「해외 PEPs 사례와 제도를 통해 본 자금세탁방지 정책 개선 방안 연구」 신혜린 2024.8

조회수 27

「A Study on Improving Anti-Money Laundering Policy through Overseas Cases and Systems」 

Chapter 1 Introduction 1

Section 1 Background and Purpose of the Study 1

Section 2 Scope and Methodology 2

Chapter 2 Significance and Management of PEPs in the Anti-Money Laundering System 5

Section 1 PEPs (Politically Exposed Persons) 5

1. Concept 5

2. Management Background 7

Section 2 PEPs in International Organization Guidance 7

1. FATF 8

2. Wolfsberg Group 19

3. Egmont Group 21

Section 3 Overseas PEP Management Systems 22

1. United States 22

2. EU 24

3. United Kingdom 25

4. Canada 26

Section 4 Domestic PEP Management Systems 28

1. Anti-Money Laundering Systems 28

2. FIU Authoritative Interpretation 34

3. Systems Related to High-ranking Public Officials 35

Chapter 3 Problems in the Management of Domestic PEPs 39

Section 1 Limitations of Anti-Money Laundering Legislation 39

1. Limitations of the Scope of PEPs 39

2. Limitations of Regulations Related to Public Officials 42

Section 2. Information Consistency 44

1. PEP Verification Methods 44

2. Limitations of Ensuring Information Consistency 45

Section 3. Management Efficiency 47

Chapter 4. Measures to Improve Domestic PEP Management 50

Section 1. Amendment to the Anti-Money Laundering Act 50

1. Redefining the Scope of PEPs 50

2. Expanding the Concept of Money Laundering and Illicit Assets 54

Section 2. Establishment of Government-Level Standards 56

1. PEP Target Selection 56

2. Operation of the PEP Sharing System 61

3. International Cooperation 62

Section 3. Utilization of a Risk-Based Approach 63

Chapter 5. Conclusion 65

References 68

ABSTRACT 74



「해외 PEPs 사례와 제도를 통해 본 자금세탁방지 정책 개선 방안 연구」

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